8.15 Registration and Morning Coffee
8.50 Chairman's Opening Address
9.00 Interactive Panel Discussion
Regulatory Updates & Insights from the US Regulators - DOJ, SEC & FBI
- Highlights of recent FCPA cases and investigations
– Reviewing the Siemens case and lessons learned
– A look at some of the fines and penalties imposed
- Analyzing current enforcement priorities
- Outlook for 2009 in light of the new US administration
- Understanding compliance expectations by the different agencies
- Trends in pursuing and penalizing individuals
- Assessing the pros and cons of voluntary disclosure
– What cooperation can organizations expect from the regulatory agencies
when voluntarily disclosing?
- Interagency as well as international coordination and cooperation
Patricia Rose,
Supervisory Special Agent,
International Corruption Unit
Federal Bureau of Investigation
Stephanie Shuler,
Branch Chief,
Division of Enforcement
U.S. Securities and Exchange Commission
10.00 Interactive Panel Discussion
Global Initiatives and Enforcement Actions on Anti-Corruption
- Assessing the OECD, OAS and UN convention and its impact on eradicating anti-corruption
- Overview of anti-corruption initiatives and enforcements in Emerging markets
– China, India and Russia
– Reviewing landmark cases and enforcement actions
– Insights on managing corruption in emerging markets – China, India and Russia
- Addressing the cultural problems that can undermine compliance initiatives
Panelists:
Sandrine Hannedouche-Leric,
Senior Legal Analyst,
Anti-corruption Division,
Directorate for Financial and Enterprise Affairs
OECD
Nancy Boswell,
President & CEO,
Transparency International
11.00 Morning Coffee and Networking
11.30 Interactive Panel Discussion
Implementing and Monitoring an Innovative Compliance Program
in a Constrained Economic Climate
- Assessing the tools and strategies implemented and maintained
by leading organizations
- Evaluating the pros and cons of a value-based vs. rule based compliance program
- Understanding the importance of leadership in setting standards throughout
the organization
- Allocating resources and leveraging various departments to ensure greater FCPA compliance
– Assigning responsibility and accountability throughout the organization
- Overcoming cultural obstacles when developing a global compliance culture
– Tailoring your FCPA compliance program to the specific country
while maintaining universal standards
– Strategies for effective global implementation
- Analyzing your current compliance program and determining what
to cut without compromising your compliance program
– Understanding how much to do internally and how much to outsource
Panelists:
Jonathan Herzog, Esq., LL.M, Counsel -
Trade, International, International Division
St. Jude Medical
Daniel T. Kessler,
Chief Counsel,
International Trade Controls,
Wyeth
Andrew Hinton,
Associate General Counsel and Global Ethics & Compliance Officer
Google Inc.
Stephen R. Martin,
Editor-in-Chief, Ethisphere Magazine
Executive Director,
Ethisphere Council
12.30 Luncheon
1.30 FCPA Compliance: An Outside Consultant’s Perspective
- Current FCPA activity and trends
- Best practices on developing an effective FCPA compliance program
- Creating an FCPA Compliance Plan Effectiveness Scorecard
- Conducting an FCPA Enterprise-Wide Risk Assessment
– DOJ- 08-02
– Industry risk and vulnerabilities
– Mitigating FCPA risks and avoiding increased liability
- Recent case studies of FCPA prosecutions
Joseph Spinelli,
Co-Founder & COO,
Daylight Forensic & Advisory
REGULATORY INITIATIVES & ENFORCEMENT IMPLEMENTING & SUSTAINING AN EFFECTIVE
FCPA COMPLIANCE PROGRAM
2.15 Case Study
Setting up Fraud and Anti-Corruption Risk Internal Controls
- Comprehending what your system of fraud risk internal controls
needs to address and accomplish
- Understanding the intersection of fraud controls and financial controls
- Key controls to prevent improper payments and fraud
– Developing approval and other compliance related processes
- Integrating risk assessment into the internal controls
– Understanding when, how and by whom should risk assessments be conducted
Michael W. Ward,
Director,
Global Compliance and Ethics and Investigations Counsel
McKesson Corporation
3.00 Case Study
Effective Audit Strategies for FCPA Compliance
- Preventative vs. detective auditing: Why you need to do both to ensure FCPA compliance
- Key elements to consider when planning an FCPA audit
- Determining audit scope, frequency and ownership of results
- Assessing the operational effectiveness of FCPA compliance controls
- Using your FCPA audit findings to improve your overall compliance program
- Developing strategies to address problems identified during the audit
Benjamin Bard,
Ethics and Compliance Counsel,
The Coca-Cola Company
3.45 Interactive Panel Discussion
Conducting and Implementing Effective FCPA Compliance Training
- Uncovering the scope and type of information to be incorporated in the training
- Strategies to successfully balance in-person and electronic training
in the current economy
- Developing a training program that takes into account high risk areas
in the industry and the company
- Strategies to customize your training program to the specific market
while maintaining universal standards
– Overcoming cultural barriers
- Evaluating the success of your compliance training program
– Developing comprehensive tests and exams
Panelists:
Martin T. Biegelman, CFE, CCEP,
Director,
Financial Integrity Unit
Microsoft Corporation
Elizabeth A. Santos,
Legal Department
The Bank of New York Mellon Corporation
4.30 Afternoon Tea and Networking
4.50 Case Study
Leveraging Technology in FCPA Compliance Monitoring, Tracking and Reporting
- Reviewing the various tools and technology available that can be integrated
into your compliance program
- Understanding the type of compliance and risk information that can
be provided by the different solutions
- Using technology to track and monitor intermediaries to mitigate the risk of non-compliance
5.35 Case Study
Competing On an Uneven Playing Field – Strategies to Conduct Business Ethically
- What to do when your competitor is not subjected to the FCPA
–
How do you level the playing field?
- Strategies to address competing with companies willing to bribe
- Insights on working with companies that expect bribery
- Reviewing the Transparency International Global Corruption Report
Nancy Boswell,
President & CEO,
Transparency International
6.20 Closing Remarks of the Chair
6.25 End of Day 1